Brown and Caldwell 401(k) and retirement plans

Brown and Caldwell, Lakewood, CO. EIN 94-1446346. Annual reports 2009–2025.

Brown and Caldwell has 2 active retirement plans on file. The largest is the Brown and Caldwell Savings Plan, with 3,070 participants and $653 million in assets in 2025. Empower has been its recordkeeper since 2014. No traditional pension plan appears in Brown and Caldwell's filings since 2009.

Active plans: 2
Participants: 5,705
Plan assets: $744 million
401(k) recordkeeper: Empower
Plans on file: 2
Industry: Professional services

All 2 plans

Active plans first

Brown and Caldwell Savings Plan

401(k)Active

Active. The plan filed its annual report for the 2025 plan year.

Plan number: 005Employer EIN 94-1446346
Participants (2025): 3,070
Net assets (2025): $653 million
Recordkeeper: EmpowerEarlier: J.P. Morgan (2009–2013)
Plan administrator: Brown and Caldwell
1527 Cole Boulevard Suite 300
Lakewood, CO 80401
(303) 239-5443As filed for 2025
In effect since: April 6, 1985

Year by year, 2009 to 2025

Plan year	Participants	Net assets	Recordkeeper
2025	3,070	$653 million	Empower
2024	3,022	$575 million	Empower
2023	2,864	$499 million	Empower
2022	2,666	$420 million	Empower
2021	2,482	$500 million	Empower
2020	2,381	$429 million	Empower
2019	2,441	$363 million	Empower
2018	2,316	$286 million	Empower
2017	2,224	$293 million	Empower
2016	2,222	$251 million	Empower
2015	2,333	$231 million	Empower
2014	2,316	$243 million	Empower
2013	2,225	$229 million	J.P. Morgan
2012	2,214	$191 million	J.P. Morgan
2011	2,191	$174 million	J.P. Morgan
2010	2,331	$174 million	J.P. Morgan
2009	2,387	$155 million	J.P. Morgan

Brown and Caldwell Employee Stock Ownership Plan

Employee stock ownership plan (ESOP)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 94-1446346
Participants (2024): 2,635
Net assets (2024): $90.6 million
Last listed recordkeeper: Principal2010
Plan administrator: Brown and Caldwell
1527 Cole Boulevard, Suite 300
Lakewood, CO 80401
(303) 239-5400As filed for 2024
In effect since: October 1, 1962

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	2,635	$90.6 million	not listed
2023	2,524	$75.8 million	not listed
2022	2,349	$57.9 million	not listed
2021	2,211	$54.2 million	not listed
2020	1,995	$52.1 million	not listed
2018	1,960	$42.7 million	not listed
2017	1,811	$35.3 million	not listed
2016	1,741	$29.6 million	not listed
2015	1,655	$25.9 million	not listed
2014	1,630	$21.7 million	not listed
2013	1,663	$21.7 million	not listed
2012	1,605	$20.2 million	not listed
2011	1,488	$19.3 million	not listed
2010	1,703	$21.4 million	Principal
2009	1,308	$22.5 million	not listed

If you had money in one of these plans

Call Empower (empower.com), which runs the Brown and Caldwell Savings Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((303) 239-5443). That number was filed for 2025; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Brown and Caldwell Savings Plan

Brown and Caldwell Employee Stock Ownership Plan

If you had money in one of these plans

What these numbers are

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