Carilion Clinic 401(k) and pension plans

Carilion Clinic, Roanoke, VA. EIN 54-1190771. Annual reports 2009–2024.

Carilion Clinic has 3 active retirement plans on file. The largest is the Retirement Plan of Carilion Clinic, with 17,990 participants and $1.4 billion in assets in 2024. Northern Trust has been its administrator since 2020.

Active plans: 3
Participants: 38,428
Plan assets: $2.4 billion
401(k) recordkeeper: Principal
Plans on file: 3
Industry: Holding companies

All 3 plans

Active plans first

Retirement Plan of Carilion Clinic

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 54-1190771
Participants (2024): 17,990
Net assets (2024): $1.4 billion
Administered by: Northern TrustEarlier: Wells Fargo (2014–2019)
Plan administrator: Carilion Clinic
Po Box 12385
Roanoke, VA 24025
(800) 599-2537As filed for 2024
In effect since: January 1, 1970

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	17,990	$1.4 billion	Northern Trust
2023	17,227	$1.5 billion	Northern Trust
2022	16,874	$1.3 billion	Northern Trust
2021	15,943	$1.3 billion	Northern Trust
2020	18,459	$1.6 billion	Northern Trust
2019	17,883	$1.2 billion	Wells Fargo
2018	17,859	$1.2 billion	Wells Fargo
2017	17,318	$1.1 billion	Wells Fargo
2016	17,843	$1.0 billion	Wells Fargo
2015	17,200	$882 million	Wells Fargo
2014	16,646	$796 million	Wells Fargo
2013	16,264	$751 million	not listed
2012	15,674	$677 million	not listed
2011	15,037	$601 million	not listed
2010	14,893	$505 million	not listed
2009	14,891	$462 million	not listed

Carilion Clinic 403(b) Retirement Savings Plan

403(b)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 54-1190771
Participants (2024): 17,556
Net assets (2024): $822 million
Recordkeeper: PrincipalEarlier: Wells Fargo (2012–2019)
Plan administrator: Carilion Clinic
Po Box 12385
Roanoke, VA 24025
(540) 510-4730As filed for 2024
In effect since: October 1, 1995

Earlier plan names: Carilion Clinic 403B Retirement Savings Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	17,556	$822 million	Principal
2023	17,434	$722 million	Principal
2022	16,861	$597 million	Principal
2021	16,196	$702 million	Principal
2020	15,532	$611 million	Principal
2019	15,212	$518 million	Wells Fargo
2018	14,651	$411 million	Wells Fargo
2017	14,206	$419 million	Wells Fargo
2016	13,532	$346 million	Wells Fargo
2015	12,692	$307 million	Wells Fargo
2014	11,807	$299 million	Wells Fargo
2013	11,658	$271 million	Wells Fargo
2012	11,049	$222 million	Wells Fargo
2011	10,527	$195 million	not listed
2010	10,180	$189 million	not listed
2009	10,227	$158 million	not listed

Carilion Clinic 401(k) Retirement Savings Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 003Employer EIN 54-1190771
Participants (2024): 2,882
Net assets (2024): $135 million
Recordkeeper: PrincipalEarlier: Wells Fargo (2012–2019)
Plan administrator: Carilion Clinic
Po Box 12385
Roanoke, VA 24025
(540) 510-4730As filed for 2024
In effect since: November 1, 1995

Plans merged into this one: Carilion Medical Group 401(k) Retirement (2017).

Earlier plan names: Carilion Clinic 401K Retirement Savings Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	2,882	$135 million	Principal
2023	2,940	$126 million	Principal
2022	2,976	$112 million	Principal
2021	2,987	$138 million	Principal
2020	3,051	$124 million	Principal
2019	3,412	$113 million	Wells Fargo
2018	3,334	$95.7 million	Wells Fargo
2017	3,309	$12.2 million	Wells Fargo
2016	1,396	$10.7 million	Wells Fargo
2015	387	$10.3 million	Wells Fargo
2014	369	$11.1 million	Wells Fargo
2013	331	$11.4 million	Wells Fargo
2012	350	$10.0 million	Wells Fargo
2011	501	$9.8 million	not listed
2010	506	$10.5 million	not listed
2009	616	$9.5 million	not listed

If you had money in one of these plans

Call Principal (principal.com), which runs the Carilion Clinic 403(b) Retirement Savings Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((800) 599-2537). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 3 plans

Retirement Plan of Carilion Clinic

Carilion Clinic 403(b) Retirement Savings Plan

Carilion Clinic 401(k) Retirement Savings Plan

If you had money in one of these plans

What these numbers are

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