Finra 401(k) and pension plans

Finra, Washington, DC. EIN 53-0088710. Annual reports 2009–2024.

Finra has 2 active retirement plans on file. The largest is the Finra Savings Plus Plan, with 6,201 participants and $2.5 billion in assets in 2024. Vanguard has been its recordkeeper since 2009.

Active plans: 2
Participants: 8,455
Plan assets: $3.0 billion
401(k) recordkeeper: Vanguard
Plans on file: 2
Industry: Other services

All 2 plans

Active plans first

Finra Savings Plus Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 003Employer EIN 53-0088710
Participants (2024): 6,201
Net assets (2024): $2.5 billion
Recordkeeper: Vanguard2009–2024
Plan administrator: Finra PENSION/401(K) Plan Committee
1700 K ST NW
Washington, DC 20006
(301) 590-6500As filed for 2024
In effect since: October 1, 1984

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	6,201	$2.5 billion	Vanguard
2023	6,145	$2.2 billion	Vanguard
2022	6,006	$1.8 billion	Vanguard
2021	5,641	$2.0 billion	Vanguard
2020	5,432	$1.7 billion	Vanguard
2019	5,188	$1.5 billion	Vanguard
2018	5,116	$1.2 billion	Vanguard
2017	5,020	$1.2 billion	Vanguard
2016	4,977	$970 million	Vanguard
2015	4,896	$852 million	Vanguard
2014	4,759	$809 million	Vanguard
2013	4,505	$739 million	Vanguard
2012	4,414	$582 million	Vanguard
2011	4,273	$484 million	Vanguard
2010	4,039	$452 million	Vanguard
2009	3,702	$374 million	Vanguard

Finra Employees Retirement Plan

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 53-0088710
Participants (2024): 2,254
Net assets (2024): $519 million
Plan administrator: Finra PENSION/401(K) Plan Committee
1700 K Street, NW
Washington, DC 20006
(301) 590-6500As filed for 2024
In effect since: July 1, 1954

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	2,254	$519 million	not listed
2023	2,327	$516 million	not listed
2022	2,351	$471 million	not listed
2021	2,410	$635 million	not listed
2020	2,476	$611 million	not listed
2019	2,599	$591 million	not listed
2018	2,659	$492 million	not listed
2017	2,730	$522 million	not listed
2016	2,793	$462 million	not listed
2015	2,856	$408 million	not listed
2014	2,928	$376 million	not listed
2013	3,139	$391 million	not listed
2012	3,264	$310 million	not listed
2011	3,418	$247 million	not listed
2010	3,170	$244 million	not listed
2009	3,027	$186 million	not listed

If you had money in one of these plans

Call Vanguard (investor.vanguard.com), which runs the Finra Savings Plus Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((301) 590-6500). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Finra Savings Plus Plan

Finra Employees Retirement Plan

If you had money in one of these plans

What these numbers are

Other other services employers in DC