Frederiksen & Frederiksen, a 401(k) plan

Frederiksen & Frederiksen, a Corporation, Dallas, TX. EIN 75-2078770. Annual reports 2009–2025. Also filed as LPL Financial Corporation; LPL Financial LLC.

Frederiksen & Frederiksen, a Corporation has one active retirement plan on file, the Frederiksen & Frederiksen, a Corporation 401(k) Retirement Plan, with 15 participants and $2.7 million in assets in 2025. Empower has been its recordkeeper since 2015. No traditional pension plan appears in Frederiksen & Frederiksen, a's filings since 2009.

Active plans: 1
Participants: 15
Plan assets: $2.7 million
401(k) recordkeeper: Empower
Plans on file: 1
Industry: Finance and insurance

The plan

Frederiksen & Frederiksen, a Corporation 401(k) Retirement Plan

401(k)ActiveUnion (multiemployer)

Active. The plan filed its annual report for the 2025 plan year.

Plan number: 002Employer EIN 75-2078770
Participants (2025): 15
Net assets (2025): $2.7 million
Recordkeeper: EmpowerEarlier: Tri-Ad Actuaries (2009–2014)
Plan administrator: Frederiksen & Frederiksen, a Corporation
12900 Preston Road, Suite 500
Dallas, TX 75230
(972) 387-8646As filed for 2025
In effect since: February 1, 1995

Earlier sponsor: LPL Financial Corporation (2009–2024).

Earlier plan names: LPL Financial Corporation Profit Sharing 401K Plan; LPL Financial LLC Profit Sharing 401(k) Plan.

Year by year, 2009 to 2025

Plan year	Participants	Net assets	Recordkeeper
2025	15	$2.7 million	not listed
2024	10,827	$940 million	Empower
2023	10,606	$754 million	Empower
2022	8,335	$563 million	Empower
2021	7,380	$620 million	Empower
2020	5,872	$500 million	Empower
2019	5,567	$405 million	Empower
2018	5,274	$303 million	Empower
2017	4,727	$304 million	Empower
2016	4,203	$242 million	Empower
2015	4,266	$215 million	Empower
2014	4,214	$199 million	Tri-Ad Actuaries
2013	3,873	$173 million	Tri-Ad Actuaries
2012	3,574	$130 million	Tri-Ad Actuaries
2011	3,505	$103 million	Tri-Ad Actuaries
2010	3,365	$96.6 million	Tri-Ad Actuaries
2009	3,363	$78.8 million	Tri-Ad Actuaries

If you had money in one of these plans

Call Empower (empower.com), which runs the Frederiksen & Frederiksen, a Corporation 401(k) Retirement Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((972) 387-8646). That number was filed for 2025; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

The plan

Frederiksen & Frederiksen, a Corporation 401(k) Retirement Plan

If you had money in one of these plans

What these numbers are

Other finance and insurance employers in TX