Griffon 401(k) and retirement plans

Griffon Corporation, New York, NY. EIN 11-1893410. Annual reports 2009–2024.

Griffon Corporation has 2 active retirement plans on file. The largest is the Griffon Corporation Employee Stock Ownership Plan, with 7,143 participants and $306 million in assets in 2024. Principal has been its recordkeeper since 2021. No traditional pension plan appears in Griffon's filings since 2009.

Active plans: 2
Participants: 13,466
Plan assets: $956 million
401(k) recordkeeper: Principal
Plans on file: 2
Industry: Professional services

All 2 plans

Active plans first

Griffon Corporation Employee Stock Ownership Plan

Employee stock ownership plan (ESOP)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 11-1893410
Participants (2024): 7,143
Net assets (2024): $306 million
Recordkeeper: Principal2021–2024
Plan administrator: Griffon Corporation
712 Fifth Avenue, 18TH Floor
New York, NY 10019
(212) 957-5000As filed for 2024
In effect since: October 1, 1982

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	7,143	$306 million	Principal
2023	7,449	$298 million	Principal
2022	7,554	$181 million	Principal
2021	7,397	$133 million	Principal
2020	7,167	$101 million	not listed
2019	7,481	$76.0 million	not listed
2018	7,354	$83.5 million	not listed
2017	6,538	$57.5 million	not listed
2016	6,000	$87.3 million	not listed
2015	5,902	$58.3 million	not listed
2014	6,217	$51.5 million	not listed
2013	6,296	$26.9 million	not listed
2012	6,477	$33.3 million	not listed
2011	5,118	$24.5 million	not listed
2010	4,894	$14.2 million	not listed
2009	6,643	$30.7 million	not listed

Griffon Corporation Retirement Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 005Employer EIN 11-1893410
Participants (2024): 6,323
Net assets (2024): $650 million
Recordkeeper: Vanguard2011–2024
Plan administrator: Griffon Corporation
712 Fifth Avenue, 18TH Floor
New York, NY 10019
(212) 957-5077As filed for 2024
In effect since: October 1, 1983

Plans merged into this one: Ames True Temper Retirement Savings and Investment Plan (2011); Clopay Services Company 401(k) (2010).

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	6,323	$650 million	Vanguard
2023	6,672	$628 million	Vanguard
2022	6,950	$570 million	Vanguard
2021	7,610	$737 million	Vanguard
2020	6,971	$675 million	Vanguard
2019	6,805	$593 million	Vanguard
2018	6,572	$491 million	Vanguard
2017	6,115	$524 million	Vanguard
2016	5,308	$454 million	Vanguard
2015	5,267	$421 million	Vanguard
2014	5,826	$429 million	Vanguard
2013	5,501	$414 million	Vanguard
2012	5,497	$349 million	Vanguard
2011	4,793	$315 million	Vanguard
2010	4,077	$283 million	not listed
2009	4,078	$266 million	not listed

If you had money in one of these plans

Call Principal (principal.com), which runs the Griffon Corporation Employee Stock Ownership Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((212) 957-5000). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Griffon Corporation Employee Stock Ownership Plan

Griffon Corporation Retirement Plan

If you had money in one of these plans

What these numbers are

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