Lehman Brothers Holdings 401(k) and pension plans

Lehman Brothers Holdings Inc, New York, NY. EIN 13-3216325. Annual reports 2009–2018. Also filed as Lehman Brothers Holdings Inc.

Lehman Brothers Holdings Inc has no active retirement plan on file. Its last annual report was for 2018. One of its pension plans was taken over by the PBGC.

Active plans: 0
Plans on file: 2
Industry: Finance and insurance

All 2 plans

Active plans first

Lehman Brothers Savings Plan

401(k)Closed

Closed. The plan filed its final annual report for 2018, which means its assets were paid out or moved and it no longer exists.

Plan number: 003Employer EIN 13-3216325
Participants (2017): 4,033
Net assets (2017): $386 million
Recordkeeper: Fidelity2009–2018
Plan administrator: Employee Benefit Plans Committee, C/O Lehman Brothers Holdings Inc
277 Park Ave, 46TH Floor
New York, NY 10172
(646) 285-9237As filed for 2018
In effect since: January 1, 1984

Plans merged into this one: Aurora Commercial Corp. Retirement 401(k) Plan (2013).

Year by year, 2009 to 2018

Plan year	Participants	Net assets	Recordkeeper
2018	0	$0	Fidelity
2017	4,033	$386 million	Fidelity
2016	5,022	$431 million	Fidelity
2015	5,457	$429 million	Fidelity
2014	6,163	$473 million	Fidelity
2013	6,800	$499 million	Fidelity
2012	9,356	$461 million	Fidelity
2011	8,534	$468 million	Fidelity
2010	11,800	$563 million	Fidelity
2009	13,362	$606 million	Fidelity

Lehman Brothers Holdings Inc. Retirement Plan

Pension (defined benefit)Taken over by the PBGC

Taken over by the Pension Benefit Guaranty Corporation on June 17, 2009, after the plan ended on December 12, 2008. The PBGC now pays the plan's benefits, up to legal limits (PBGC case 21291800).

Plan number: 002Employer EIN 13-3216325
Participants when it ended: 29,451
Who pays it now: Pension Benefit Guaranty Corporation
1-800-400-7242PBGC Customer Contact Center

If you had money in one of these plans

If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
For a pension the PBGC took over, call the PBGC at 1-800-400-7242 or search its unclaimed pensions. Have the plan name and your Social Security number ready.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Lehman Brothers Savings Plan

Lehman Brothers Holdings Inc. Retirement Plan

If you had money in one of these plans

What these numbers are

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