Lockton 401(k) plan

Lockton, Inc., Kansas City, MO. EIN 90-0007886. Annual reports 2009–2024.

Lockton, Inc. has one active retirement plan on file, the Lockton, Inc. 401(k) Plan, with 8,772 participants and $1.4 billion in assets in 2024. Principal has been its recordkeeper since 2014. No traditional pension plan appears in Lockton's filings since 2009.

Active plans: 1
Participants: 8,772
Plan assets: $1.4 billion
401(k) recordkeeper: Principal
Plans on file: 1
Industry: Finance and insurance

The plan

Lockton, Inc. 401(k) Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 90-0007886
Participants (2024): 8,772
Net assets (2024): $1.4 billion
Recordkeeper: PrincipalEarlier: Bmo Harris Bank (2013), Marshall & Ilsley Trust (2009–2012)
Plan administrator: Lockton, Inc.
Attn Associate Benefits, 444 W 47TH ST, Suite 900
Kansas City, MO 64112
(816) 960-9200As filed for 2024
In effect since: January 1, 1990

Earlier plan names: Lockton Inc. 401(k) Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	8,772	$1.4 billion	Principal
2023	8,384	$1.2 billion	Principal
2022	7,931	$998 million	Principal
2021	7,021	$1.1 billion	Principal
2020	6,243	$972 million	Principal
2019	5,964	$809 million	Principal
2018	5,475	$642 million	Principal
2017	5,079	$652 million	Principal
2016	4,730	$538 million	Principal
2015	4,334	$468 million	Principal
2014	3,993	$439 million	Principal
2013	3,770	$390 million	Bmo Harris Bank
2012	3,502	$306 million	Marshall & Ilsley Trust
2011	3,235	$250 million	Marshall & Ilsley Trust
2010	3,020	$236 million	Marshall & Ilsley Trust
2009	2,879	$193 million	Marshall & Ilsley Trust

If you had money in one of these plans

Call Principal (principal.com), which runs the Lockton, Inc. 401(k) Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((816) 960-9200). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

The plan

Lockton, Inc. 401(k) Plan

If you had money in one of these plans

What these numbers are

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