Sumitomo Mitsui Banking 401(k) and pension plans

Sumitomo Mitsui Banking Corporation, New York, NY. EIN 13-5611820. Annual reports 2009–2024. Also filed as Sumitomo Mitsui Banking Corporation, Americas Division; The Sumitomo Mitsui Banking Corporation.

Sumitomo Mitsui Banking Corporation has 2 active retirement plans on file. The largest is the Sumitomo Mitsui Banking Corporation 401(k) Plan, with 5,799 participants and $765 million in assets in 2024. Empower has been its recordkeeper since 2009.

Active plans: 2
Participants: 11,305
Plan assets: $1.1 billion
401(k) recordkeeper: Empower
Plans on file: 2
Industry: Finance and insurance

All 2 plans

Active plans first

Sumitomo Mitsui Banking Corporation 401(k) Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 13-5611820
Participants (2024): 5,799
Net assets (2024): $765 million
Recordkeeper: Empower2009–2024
Plan administrator: Sumitomo Mitsui Banking Corporation
277 Park Avenue 6TH Floor
New York, NY 10172
(212) 224-4000As filed for 2024
In effect since: January 1, 1991

Earlier sponsor: Sumitomo Mitsui Banking Corporation, Americas Division (2019–2022).

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	5,799	$765 million	Empower
2023	5,342	$620 million	Empower
2022	4,677	$473 million	Empower
2021	3,715	$513 million	Empower
2020	2,886	$425 million	Empower
2019	2,536	$350 million	Empower
2018	2,246	$270 million	Empower
2017	2,058	$268 million	Empower
2016	1,902	$212 million	Empower
2015	1,638	$187 million	Empower
2014	1,427	$174 million	Empower
2013	1,217	$153 million	Empower
2012	1,121	$120 million	Empower
2011	1,016	$99.1 million	Empower
2010	924	$92.4 million	Empower
2009	920	$76.7 million	Empower

Sumitomo Mitsui Banking Corporation Retirement Plan

Cash balance pensionActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 13-5611820
Participants (2024): 5,506
Net assets (2024): $342 million
Plan administrator: Sumitomo Mitsui Banking Corporation
277 Park Avenue
New York, NY 10172
(212) 224-4000As filed for 2024
In effect since: April 1, 1979

Earlier plan names: The Sumitomo Mitsui Banking Corporation Retirement Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	5,506	$342 million	not listed
2023	5,032	$281 million	not listed
2022	4,175	$242 million	not listed
2021	3,494	$291 million	not listed
2020	3,200	$260 million	not listed
2019	2,863	$224 million	not listed
2018	2,588	$187 million	not listed
2017	2,421	$181 million	not listed
2016	2,195	$158 million	not listed
2015	1,925	$138 million	not listed
2014	1,751	$125 million	not listed
2013	1,585	$101 million	not listed
2012	1,468	$86.3 million	not listed
2011	1,375	$67.2 million	not listed
2010	1,279	$59.3 million	not listed
2009	1,261	$51.2 million	not listed

If you had money in one of these plans

Call Empower (empower.com), which runs the Sumitomo Mitsui Banking Corporation 401(k) Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((212) 224-4000). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Sumitomo Mitsui Banking Corporation 401(k) Plan

Sumitomo Mitsui Banking Corporation Retirement Plan

If you had money in one of these plans

What these numbers are

Other finance and insurance employers in NY