UBS Ag 401(k) and pension plans

UBS Ag, Weehawken, NJ. EIN 98-0186363. Annual reports 2009–2024.

UBS Ag has 2 active retirement plans on file. The largest is the UBS 401(k) Plan Trust, with 34,848 participants and $10.2 billion in assets in 2024. Alight has been its recordkeeper since 2010.

Active plans: 2
Participants: 38,660
Plan assets: $10.6 billion
401(k) recordkeeper: Alight
Plans on file: 2
Industry: Finance and insurance

All 2 plans

Active plans first

UBS 401(k) Plan Trust

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 98-0186363
Participants (2024): 34,848
Net assets (2024): $10.2 billion
Recordkeeper: Alight2010–2024
Plan administrator: UBS Ag
1000 Harbor BLVD., 10TH Floor
Weehawken, NJ 07086
(201) 352-3000As filed for 2024
In effect since: September 1, 1983

Earlier plan names: UBS Savings and Investment Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	34,848	$10.2 billion	Alight
2023	32,111	$9.0 billion	Alight
2022	32,429	$7.4 billion	Alight
2021	31,270	$8.9 billion	Alight
2020	31,064	$7.9 billion	Alight
2019	31,214	$6.8 billion	Alight
2018	31,533	$5.5 billion	Alight
2017	31,052	$5.9 billion	Alight
2016	31,036	$5.0 billion	Alight
2015	31,515	$4.7 billion	Alight
2014	11,729	$1.7 billion	Alight
2013	12,522	$1.7 billion	Alight
2012	13,295	$1.5 billion	Alight
2011	13,900	$1.4 billion	Alight
2010	14,033	$1.4 billion	Alight
2009	13,920	$1.3 billion	not listed

UBS Pension Plan

Cash balance pensionActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 98-0186363
Participants (2024): 3,812
Net assets (2024): $380 million
Administered by: AonEarlier: Alight (2023), Aon (2019–2022), Alight (2017–2018)
Plan administrator: UBS Ag
1000 Harbor BLVD., 10TH Floor
Weehawken, NJ 07086
(201) 352-3000As filed for 2024
In effect since: July 1, 1969

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	3,812	$380 million	Aon
2023	3,968	$393 million	Alight
2022	4,109	$392 million	Aon
2021	4,234	$448 million	Aon
2020	4,384	$455 million	Aon
2019	4,513	$434 million	Aon
2018	4,624	$405 million	Alight
2017	4,752	$419 million	Alight
2016	4,867	$372 million	not listed
2015	5,002	$358 million	not listed
2014	5,113	$378 million	not listed
2013	5,335	$352 million	not listed
2012	6,630	$420 million	not listed
2011	6,818	$389 million	not listed
2010	6,998	$384 million	not listed
2009	7,179	$376 million	not listed

If you had money in one of these plans

Call Alight (alight.com), which runs the UBS 401(k) Plan Trust. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((201) 352-3000). That number was filed for 2024; ask for the benefits or retirement plan office.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

UBS 401(k) Plan Trust

UBS Pension Plan

If you had money in one of these plans

What these numbers are

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