UPMC Hamot 401(k) and pension plans

UPMC Hamot, Erie, PA. EIN 25-0965387. Annual reports 2009–2024. Also filed as Safe Harbor Behavioral Health; Hamot Health Foundation.

UPMC Hamot has one active retirement plan on file, the Hamot Health Foundation Employee Tax-Deferred Savings Plan, with 1,150 participants and $64.8 million in assets in 2024.

Active plans: 1
Participants: 1,150
Plan assets: $64.8 million
Plans on file: 4
Industry: Health care

All 4 plans

Active plans first

Hamot Health Foundation Employee Tax-Deferred Savings Plan

403(b)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 003Employer EIN 25-0965387
Participants (2024): 1,150
Net assets (2024): $64.8 million
Last listed recordkeeper: MassMutualEarlier: Voya (2010), MassMutual (2009)
Plan administrator: UPMC Hamot
201 State Street
Erie, PA 16550
(814) 877-6000As filed for 2024
In effect since: July 1, 1987

Earlier sponsor: Hamot Health Foundation (2009).

Earlier plan names: Hamot Health Foundation Employee Tax-Deferred Savi.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	1,150	$64.8 million	not listed
2023	1,181	$68.6 million	not listed
2022	1,271	$68.0 million	not listed
2021	1,827	$68.4 million	not listed
2020	1,992	$81.7 million	not listed
2019	2,106	$71.4 million	MassMutual
2018	2,580	$76.3 million	MassMutual
2017	2,726	$81.9 million	MassMutual
2016	2,789	$84.3 million	MassMutual
2015	2,668	$84.9 million	MassMutual
2014	2,933	$93.6 million	MassMutual
2013	3,198	$105 million	MassMutual
2012	3,516	$106 million	MassMutual
2011	3,920	$129 million	MassMutual
2010	4,315	$130 million	Voya
2009	4,241	$106 million	MassMutual

Safe Harbor Behavioral Health 401K Retirement Plan

401(k)Merged

Merged. In 2019 its assets moved to the UPMC 401(A) Retirement Savings Plan, sponsored by UPMC (EIN 25-1423657, plan 335). Accounts moved with them, so that plan is the one to contact.

Plan number: 004Employer EIN 25-0965387
Participants (2018): 135
Net assets (2018): $2.4 million
Recordkeeper: John Hancock2009–2019
Plan administrator: UPMC Hamot
201 State Street
Erie, PA 16550
(814) 877-6000As filed for 2019
In effect since: January 1, 2004

Earlier sponsor: Safe Harbor Behavioral Health (2009–2015).

Year by year, 2009 to 2019

Plan year	Participants	Net assets	Recordkeeper
2019	0	$0	John Hancock
2018	135	$2.4 million	John Hancock
2017	155	$2.7 million	John Hancock
2016	177	$2.8 million	John Hancock
2015	217	$3.2 million	John Hancock
2014	231	$3.3 million	John Hancock
2013	229	$2.8 million	John Hancock
2012	222	$2.1 million	John Hancock
2011	243	$1.7 million	John Hancock
2010	211	$1.6 million	John Hancock
2009	198	$1.3 million	John Hancock

Hamot Health Foundation Cash Account Pension Plan

Cash balance pension, frozenMerged

Merged. In 2015 its assets moved to the UPMC Basic Retirement Plan, sponsored by UPMC (EIN 25-1423657, plan 333). Accounts moved with them, so that plan is the one to contact.

Plan number: 001Employer EIN 25-0965387
Participants (2014): 1,668
Net assets (2014): $58.3 million
Plan administrator: UPMC Hamot
201 State Street
Erie, PA 16550
(814) 877-6000As filed for 2015
In effect since: January 1, 1965

Earlier sponsor: Hamot Health Foundation (2009).

Year by year, 2009 to 2015

Plan year	Participants	Net assets	Recordkeeper
2015	0	$0	not listed
2014	1,668	$58.3 million	not listed
2013	1,774	$61.1 million	not listed
2012	1,912	$57.2 million	not listed
2011	2,121	$48.6 million	not listed
2010	2,197	$51.0 million	not listed
2009	2,278	$45.4 million	not listed

Hamot Health Foundation Tax Sheltered Annuity Thri

Profit-sharing planMerged

Merged. In 2011 its assets moved to the UPMC 401(k) RETIREMENT Plan, sponsored by UPMC (EIN 25-1423657, plan 335). Accounts moved with them, so that plan is the one to contact.

Plan number: 002Employer EIN 25-0965387
Participants (2010): 3,931
Net assets (2010): $20.1 million
Recordkeeper: MassMutual2009–2011
Plan administrator: UPMC Hamot
201 State Street
Erie, PA 16550As filed for 2011
In effect since: July 1, 1987

Earlier sponsor: Hamot Health Foundation (2009).

Earlier plan names: Hamot Health Foundation Tax Sheltered Annuity Thrift Savings Plan.

Year by year, 2009 to 2011

Plan year	Participants	Net assets	Recordkeeper
2011	0	$0	MassMutual
2010	3,931	$20.1 million	MassMutual
2009	4,117	$18.4 million	MassMutual

If you had money in one of these plans

Or call the plan administrator listed on the plan below ((814) 877-6000). That number was filed for 2024; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 4 plans

Hamot Health Foundation Employee Tax-Deferred Savings Plan

Safe Harbor Behavioral Health 401K Retirement Plan

Hamot Health Foundation Cash Account Pension Plan

Hamot Health Foundation Tax Sheltered Annuity Thri

If you had money in one of these plans

What these numbers are

Other health care employers in PA