Waddell & Reed Financial 401(k) and pension plans

Waddell & Reed Financial, Inc., Overland Park, KS. EIN 51-0261715. Annual reports 2009–2023. Also filed as Waddell & Reed, Financial Inc.; Waddell & Reed Financial,inc.; Waddell & Reed Financial Inc.

Waddell & Reed Financial, Inc. has no active retirement plan on file. Its last annual report was for 2023. Its Waddell & Reed Financial, Inc. 401(k) Plan was merged into Macquarie Management Holdings, Inc. Employees' Savings and 401(k) Plan in 2023.

Active plans: 0
Plans on file: 2
Industry: Finance and insurance

All 2 plans

Active plans first

Waddell & Reed Financial, Inc. 401(k) Plan

401(k)Merged

Merged. In 2023 its assets moved to the Macquarie Management Holdings, Inc. Employees' Savings and 401(k) Plan, sponsored by Macquarie Management Holdings, Inc. (EIN 23-2693133, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 003Employer EIN 51-0261715
Participants (2022): 912
Net assets (2022): $150 million
Recordkeeper: SchwabEarlier: OneAmerica (2015), Bmo Harris Bank (2013–2014), Marshall & Ilsley Trust (2010–2012)
Plan administrator: Waddell & Reed Financial, Inc.
6301 Glenwood Street
Overland Park, KS 66202
(913) 608-2699As filed for 2023
In effect since: January 1, 1980

Earlier plan names: Waddell & Reed Financial, Inc. 401(k) and Thrift Plan; Waddell & Reed Financial,inc. 401(k) PLAN.

Year by year, 2009 to 2023

Plan year	Participants	Net assets	Recordkeeper
2023	0	$0	Schwab
2022	912	$150 million	Schwab
2021	1,164	$251 million	Schwab
2020	1,647	$300 million	Schwab
2019	1,824	$235 million	not listed
2018	2,133	$199 million	not listed
2017	2,172	$224 million	not listed
2016	2,075	$192 million	not listed
2015	2,195	$204 million	OneAmerica
2014	2,130	$215 million	Bmo Harris Bank
2013	2,003	$207 million	Bmo Harris Bank
2012	2,045	$166 million	Marshall & Ilsley Trust
2011	2,036	$139 million	Marshall & Ilsley Trust
2010	1,905	$144 million	Marshall & Ilsley Trust
2009	1,598	$120 million	not listed

Waddell & Reed Financial Inc. Retirement Income Plan

Pension (defined benefit), frozenClosedUnion (multiemployer)

Closed. The plan filed its final annual report for 2020, which means its assets were paid out or moved and it no longer exists.

Plan number: 001Employer EIN 51-0261715
Participants (2019): 1,862
Net assets (2019): $184 million
Administered by: Aon2018–2019
Plan administrator: Waddell & Reed Financial Inc.
6300 Lamar Avenue
Shawnee Mission, KS 66201
(913) 236-1933As filed for 2020
In effect since: January 1, 1973

Year by year, 2009 to 2020

Plan year	Participants	Net assets	Recordkeeper
2020	0	$0	not listed
2019	1,862	$184 million	Aon
2018	1,908	$163 million	Aon
2017	2,017	$175 million	not listed
2016	2,071	$153 million	not listed
2015	2,845	$178 million	not listed
2014	2,744	$176 million	not listed
2013	2,679	$183 million	not listed
2012	2,676	$145 million	not listed
2011	2,577	$113 million	not listed
2010	2,533	$110 million	not listed
2009	2,640	$101 million	not listed

If you had money in one of these plans

If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 2 plans

Waddell & Reed Financial, Inc. 401(k) Plan

Waddell & Reed Financial Inc. Retirement Income Plan

If you had money in one of these plans

What these numbers are

Other employers in KS