Brown Brothers Harriman 401(k) and pension plans

Brown Brothers Harriman & Co., New York, NY. EIN 13-4973745. Annual reports 2009–2024.

Brown Brothers Harriman & Co. has 2 active retirement plans on file. The largest is the 59 Wall Street Capital Accumulation Plan, with 5,057 participants and $1.5 billion in assets in 2024. Fidelity has been its recordkeeper since 2014.

Active plans: 2
Participants: 5,319
Plan assets: $1.7 billion
401(k) recordkeeper: Fidelity
Plans on file: 4
Industry: Finance and insurance

All 4 plans

Active plans first

59 Wall Street Capital Accumulation Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 003Employer EIN 13-4973745
Participants (2024): 5,057
Net assets (2024): $1.5 billion
Recordkeeper: FidelityEarlier: Wells Fargo (2010–2013), Wachovia Bank (2009)
Plan administrator: Brown Brothers Harriman & Co.
140 Broadway
New York, NY 10005
(212) 493-7658As filed for 2024
In effect since: December 1, 1982

Plans merged into this one: The Brown Brothers Harriman Cash Balance Plan (No. 3) - Spin-Off Plan (2018).

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	5,057	$1.5 billion	Fidelity
2023	5,132	$1.4 billion	Fidelity
2022	4,871	$1.1 billion	Fidelity
2021	4,663	$1.4 billion	Fidelity
2020	4,691	$1.2 billion	Fidelity
2019	4,748	$1.0 billion	Fidelity
2018	4,694	$845 million	Fidelity
2017	4,577	$864 million	Fidelity
2016	4,421	$709 million	Fidelity
2015	4,491	$599 million	Fidelity
2014	4,319	$591 million	Fidelity
2013	4,311	$550 million	Wells Fargo
2012	4,206	$442 million	Wells Fargo
2011	4,377	$388 million	Wells Fargo
2010	4,301	$380 million	Wells Fargo
2009	4,104	$327 million	Wachovia Bank

Cash Balance Retirement Plan of Brown Brothers Harriman & Co.

Cash balance pension, frozenActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 13-4973745
Participants (2024): 262
Net assets (2024): $108 million
Plan administrator: Brown Brothers Harriman & Co.
140 Broadway
New York, NY 10005
(212) 493-7658As filed for 2024
In effect since: January 1, 1945

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	262	$108 million	not listed
2023	273	$102 million	not listed
2022	411	$127 million	not listed
2021	427	$145 million	not listed
2020	447	$139 million	not listed
2019	452	$134 million	not listed
2018	464	$124 million	not listed
2017	950	$141 million	not listed
2016	1,001	$135 million	not listed
2015	1,046	$134 million	not listed
2014	3,343	$194 million	not listed
2013	3,524	$189 million	not listed
2012	4,391	$263 million	not listed
2011	4,262	$249 million	not listed
2010	4,198	$209 million	not listed
2009	4,158	$189 million	not listed

The Brown Brothers Harriman Cash Balance Plan (No. 3) - Spin-Off Plan

Cash balance pension, frozenMerged

Merged. In 2018 its assets moved to the 59 Wall ST. Capital Accumulation Plan, sponsored by Brown Brothers Harriman & Co. (EIN 13-4973745, plan 003). Accounts moved with them, so that plan is the one to contact.

Plan number: 005Employer EIN 13-4973745
Plan administrator: Brown Brothers Harriman & Co.
140 Broadway
New York, NY 10005
(212) 493-8716As filed for 2018
In effect since: December 31, 2017

The Brown Brothers Harriman Cash Balance Plan (No. 2) - Spin-Off Plan

Cash balance pension, frozenStopped filing

No annual report since the 2015 plan year, and no final report on record. The plan may have been merged, renamed or re-filed under another number; ask the plan administrator below.

Plan number: 004Employer EIN 13-4973745
Participants (2015): 1,968
Net assets (2015): $57.6 million
Plan administrator: Brown Brothers Harriman & Co.
140 Broadway
New York, NY 10005
(212) 493-7658As filed for 2015
In effect since: December 31, 2014

If you had money in one of these plans

Call Fidelity (fidelity.com), which runs the 59 Wall Street Capital Accumulation Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((212) 493-7658). That number was filed for 2024; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.