Diageo North America 401(k) and pension plans

Diageo North America, Inc., New York, NY. EIN 06-1067908. Annual reports 2009–2025.

Diageo North America, Inc. has 6 active retirement plans on file. The largest is the Diageo North America, Inc. Savings Plan, with 3,019 participants and $508 million in assets in 2025.

Active plans: 6
Participants: 8,876
Plan assets: $1.1 billion
Plans on file: 9
Industry: Manufacturing

All 9 plans

Active plans first

Diageo North America, Inc. Savings Plan

401(k)Active

Active. The plan filed its annual report for the 2025 plan year.

Plan number: 001Employer EIN 06-1067908
Participants (2025): 3,019
Net assets (2025): $508 million
Last listed recordkeeper: Fidelity2009–2011
Plan administrator: Diageo North America, Inc.
200 Elm Street, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2025
In effect since: August 21, 1957

Year by year, 2009 to 2025

Plan year	Participants	Net assets	Recordkeeper
2025	3,019	$508 million	not listed
2024	2,958	$440 million	not listed
2023	2,845	$402 million	not listed
2022	2,807	$350 million	not listed
2021	2,705	$397 million	not listed
2020	2,579	$341 million	not listed
2019	2,621	$314 million	not listed
2018	3,097	$273 million	not listed
2017	3,138	$301 million	not listed
2016	3,176	$265 million	not listed
2015	3,457	$254 million	not listed
2014	3,431	$264 million	not listed
2013	3,500	$262 million	not listed
2012	3,517	$228 million	not listed
2011	3,579	$209 million	Fidelity
2010	3,657	$217 million	Fidelity
2009	3,657	$200 million	Fidelity

Diageo North America, Inc. 401K Retirement Savings Plan for Union Employees

401(k)Active

Active. The plan filed its annual report for the 2025 plan year.

Plan number: 011Employer EIN 06-1067908
Participants (2025): 689
Net assets (2025): $16.3 million
Plan administrator: Diageo North America, Inc.
200 Elm Street, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2025
In effect since: September 7, 1944

Plans merged into this one: Retirement Savings and Investment Plan for Seagram Union Employees (2011).

Earlier plan names: Retirement Plan for Union Employees of Diageo North America, Inc..

Year by year, 2009 to 2025

Plan year	Participants	Net assets	Recordkeeper
2025	689	$16.3 million	not listed
2024	727	$13.8 million	not listed
2023	718	$12.6 million	not listed
2022	751	$11.0 million	not listed
2021	729	$13.6 million	not listed
2020	653	$13.2 million	not listed
2019	663	$12.4 million	not listed
2018	674	$10.6 million	not listed
2017	606	$10.7 million	not listed
2016	581	$9.7 million	not listed
2015	591	$10.3 million	not listed
2014	680	$12.1 million	not listed
2013	707	$11.7 million	not listed
2012	678	$10.2 million	not listed
2011	0	$0	not listed
2010	858	$92.1 million	not listed
2009	892	$84.0 million	not listed

Diageo North America, Inc. Cash Balance Pension Plan

Cash balance pensionActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 06-1067908
Participants (2024): 4,189
Net assets (2024): $530 million
Plan administrator: Diageo North America, Inc.
200 Elm Street,, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2024
In effect since: January 1, 1969

Plans merged into this one: The Pension Plan for Seagram Union Employees (2024).

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	4,189	$530 million	not listed
2023	3,707	$487 million	not listed
2022	3,568	$450 million	not listed
2021	3,478	$556 million	not listed
2020	3,367	$559 million	not listed
2019	6,042	$719 million	not listed
2018	6,155	$631 million	not listed
2017	6,302	$686 million	not listed
2016	6,376	$598 million	not listed
2015	6,801	$575 million	not listed
2014	6,939	$611 million	not listed
2013	6,947	$566 million	not listed
2012	7,037	$512 million	not listed
2011	7,149	$465 million	not listed
2010	6,358	$370 million	not listed
2009	6,403	$287 million	not listed

The Pension Plan for Hourly Paid Employees of Diageo North America, Inc. at Its Plant at Plainfield, Il

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 010Employer EIN 06-1067908
Participants (2024): 648
Net assets (2024): $56.4 million
Plan administrator: Diageo North America, Inc.
200 Elm Street,, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2024
In effect since: April 1, 1967

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	648	$56.4 million	not listed
2023	601	$52.9 million	not listed
2022	572	$46.1 million	not listed
2021	547	$48.1 million	not listed
2020	493	$43.5 million	not listed
2019	485	$36.6 million	not listed
2018	498	$28.5 million	not listed
2017	480	$28.4 million	not listed
2016	450	$23.2 million	not listed
2015	433	$20.1 million	not listed
2014	422	$19.2 million	not listed
2013	445	$15.7 million	not listed
2012	415	$12.3 million	not listed
2011	322	$10.1 million	not listed
2010	298	$8.9 million	not listed
2009	297	$6.3 million	not listed

Schenley Industries Employees' Retirement and Benefit Plan

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 008Employer EIN 06-1067908
Participants (2024): 168
Net assets (2024): $7.9 million
Plan administrator: Diageo North America, Inc.
200 Elm Street,, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2024
In effect since: October 20, 1987

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	168	$7.9 million	not listed
2023	180	$8.1 million	not listed
2022	184	$7.8 million	not listed
2021	179	$9.9 million	not listed
2020	185	$10.3 million	not listed
2019	206	$9.5 million	not listed
2018	215	$8.4 million	not listed
2017	232	$9.4 million	not listed
2016	235	$8.5 million	not listed
2015	244	$8.2 million	not listed
2014	262	$8.8 million	not listed
2013	264	$8.9 million	not listed
2012	275	$8.4 million	not listed
2011	283	$8.0 million	not listed
2010	295	$8.4 million	not listed
2009	312	$7.3 million	not listed

Stitzel-Weller Hourly Retirement Plan

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 009Employer EIN 06-1067908
Participants (2024): 163
Net assets (2024): $5.0 million
Plan administrator: Diageo North America, Inc.
200 Elm Street, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2024
In effect since: January 1, 1969

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	163	$5.0 million	not listed
2023	180	$5.2 million	not listed
2022	157	$5.1 million	not listed
2021	147	$6.5 million	not listed
2020	142	$6.8 million	not listed
2019	150	$6.4 million	not listed
2018	149	$5.6 million	not listed
2017	139	$6.3 million	not listed
2016	136	$5.7 million	not listed
2015	139	$5.4 million	not listed
2014	138	$5.3 million	not listed
2013	142	$5.1 million	not listed
2012	134	$4.8 million	not listed
2011	137	$4.5 million	not listed
2010	142	$4.6 million	not listed
2009	146	$4.2 million	not listed

The Pension Plan for Seagram Union Employees

Pension (defined benefit)Merged

Merged. In 2024 its assets moved to the Diageo North America, Inc. Cash Balance Pension Plan, sponsored by Diageo North America, Inc. (EIN 06-1067908, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 007Employer EIN 06-1067908
Participants (2023): 350
Net assets (2023): $38.3 million
Plan administrator: Diageo North America, Inc.
200 Elm Street,, 2ND Floor
Stamford, CT 06901
(475) 685-1800As filed for 2024
In effect since: December 21, 2001

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	0	$0	not listed
2023	350	$38.3 million	not listed
2022	360	$37.2 million	not listed
2021	378	$47.4 million	not listed
2020	365	$49.4 million	not listed
2019	368	$45.8 million	not listed
2018	366	$40.3 million	not listed
2017	334	$45.4 million	not listed
2016	338	$40.2 million	not listed
2015	346	$39.4 million	not listed
2014	349	$35.9 million	not listed
2013	349	$32.0 million	not listed
2012	342	$27.2 million	not listed
2011	359	$23.1 million	not listed
2010	371	$21.8 million	not listed
2009	393	$18.4 million	not listed

The Menlo Park Ilwu 401(k) Plan

401(k)ClosedUnion (multiemployer)

Closed. The plan filed its final annual report for 2012, which means its assets were paid out or moved and it no longer exists.

Plan number: 005Employer EIN 06-1067908
Participants (2011): 49
Net assets (2011): $807,411
Last listed recordkeeper: Empower2009–2010
Plan administrator: Diageo North America, Inc.
801 Main Ave.
Norwalk, CT 06851
(203) 229-2100As filed for 2012
In effect since: May 1, 1995

Year by year, 2009 to 2012

Plan year	Participants	Net assets	Recordkeeper
2012	0	$0	not listed
2011	49	$807,411	not listed
2010	143	$1.6 million	Empower
2009	147	$1.5 million	Empower

Retirement Savings and Investment Plan for Seagram Union Employees

401(k)Merged

Merged. In 2011 its assets moved to the Dna, Inc. 401K Retirement Savings Plan for Un Employees, sponsored by Diageo North America, Inc. (EIN 06-1067908, plan 011). Accounts moved with them, so that plan is the one to contact.

Plan number: 006Employer EIN 06-1067908
Participants (2010): 226
Net assets (2010): $4.6 million
Plan administrator: Diageo North America, Inc.
801 Main Avenue
Norwalk, CT 06851
(203) 229-2100As filed for 2011
In effect since: January 1, 1997

Year by year, 2009 to 2011

Plan year	Participants	Net assets	Recordkeeper
2011	0	$0	not listed
2010	226	$4.6 million	not listed
2009	230	$4.2 million	not listed

If you had money in one of these plans

Or call the plan administrator listed on the plan below ((475) 685-1800). That number was filed for 2025; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 9 plans

Diageo North America, Inc. Savings Plan

Diageo North America, Inc. 401K Retirement Savings Plan for Union Employees

Diageo North America, Inc. Cash Balance Pension Plan

The Pension Plan for Hourly Paid Employees of Diageo North America, Inc. at Its Plant at Plainfield, Il

Schenley Industries Employees' Retirement and Benefit Plan

Stitzel-Weller Hourly Retirement Plan

The Pension Plan for Seagram Union Employees

The Menlo Park Ilwu 401(k) Plan

Retirement Savings and Investment Plan for Seagram Union Employees

If you had money in one of these plans

What these numbers are

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