First Niagara Financial Group 401(k) and retirement plans
First Niagara Financial Group, Inc., Buffalo, NY. EIN 42-1556195. Annual reports 2009–2015. Also filed as First Niagara Financial Group Inc.
First Niagara Financial Group, Inc. has no active retirement plan on file. Its last annual report was for 2015. No traditional pension plan appears in First Niagara Financial Group's filings since 2009.
Active plans
0
Plans on file
4
Industry
Finance and insurance
All 4 plans
Active plans first
401(k) Savings Plan of First Niagara
401(k) with ESOPStopped filing
No annual report since the 2015 plan year, and no final report on record. The plan may have been merged, renamed or re-filed under another number; ask the plan administrator below.
First Niagara Financial Group, Inc. 726 Exchange Street, Suite 700 Buffalo, NY 14210 (716) 858-3390As filed for 2015
In effect since
January 1, 1990
Earlier plan names: First Financial Bank Employee Stock Ownership Plan; First Niagara Financial Group, Inc. 401K Plan.
Year by year, 2009 to 2015
Plan year
Participants
Net assets
Recordkeeper
2015
6,197
$287 million
Milliman
2014
6,468
$281 million
Milliman
2013
6,672
$255 million
Milliman
2012
7,389
$190 million
Milliman
2011
6,347
$144 million
Milliman
2010
4,583
$138 million
Milliman
2009
2
$14,460
not listed
First Niagara Financial Group, Inc. Employee Stock Ownership Plan
Employee stock ownership plan (ESOP)Stopped filing
No annual report since the 2015 plan year, and no final report on record. The plan may have been merged, renamed or re-filed under another number; ask the plan administrator below.
Plan number
003Employer EIN 42-1556195
Participants (2015)
5,598
Net assets (2015)
$21.2 million
Plan administrator
First Niagara Financial Group, Inc. 726 Exchange Street, Suite 700 Buffalo, NY 14210 (716) 858-3390As filed for 2015
In effect since
January 1, 1998
Year by year, 2009 to 2015
Plan year
Participants
Net assets
Recordkeeper
2015
5,598
$21.2 million
not listed
2014
5,474
$18.6 million
not listed
2013
5,718
$22.1 million
not listed
2012
5,697
$11.2 million
not listed
2011
3,454
$14.1 million
not listed
2010
3,762
$36.5 million
not listed
2009
2,867
$35.5 million
not listed
The Troy Savings Bank Employee Stock Ownership Plan
Employee stock ownership plan (ESOP)Closed
Closed. The plan filed its final annual report for 2010, which means its assets were paid out or moved and it no longer exists.
Plan number
010Employer EIN 42-1556195
Participants (2009)
1
Net assets (2009)
$87,266
Plan administrator
First Niagara Financial Group Inc. 726 Exchange Street, Suite 618 Buffalo, NY 14210 (716) 819-5351As filed for 2010
In effect since
March 31, 1999
Year by year, 2009 to 2010
Plan year
Participants
Net assets
Recordkeeper
2010
0
$0
not listed
2009
1
$87,266
not listed
Hudson River Bancorp, Inc. Employee Stock Ownership Plan
Employee stock ownership plan (ESOP)Closed
Closed. The plan filed its final annual report for 2009, which means its assets were paid out or moved and it no longer exists.
Plan number
013Employer EIN 42-1556195
Plan administrator
Plan administrator 726 Exchange Street, Suite 618 Buffalo, NY 14210 (716) 819-5336As filed for 2009
These plans once filed under First Niagara Financial Group's tax ID and are now filed by another employer, usually after a sale or spin-off. Accounts moved with them.
If you had money in one of these plans
If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.
What these numbers are
They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.