HSBC North America Holdings 401(k) and pension plans

HSBC North America Holdings Inc., Chicago, IL. EIN 23-2186091. Annual reports 2009–2024. Also filed as HSBC North America Holdings Inc.

HSBC North America Holdings Inc. has 2 active retirement plans on file. The largest is the HSBC - North America (U.S.) Pension Plan, with 39,143 participants and $2.9 billion in assets in 2024. Alight has been its administrator since 2009.

Active plans: 2
Participants: 59,453
Plan assets: $7.8 billion
401(k) recordkeeper: Vanguard
Plans on file: 3
Industry: Holding companies

All 3 plans

Active plans first

HSBC - North America (U.S.) Pension Plan

Cash balance pension, frozenActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 001Employer EIN 23-2186091
Participants (2024): 39,143
Net assets (2024): $2.9 billion
Administered by: Alight2009–2024
Plan administrator: Plan Administrative Committee
227 W Monroe Street, 18TH Floor
Chicago, IL 60606
(847) 739-9507As filed for 2024
In effect since: October 1, 1945

Earlier plan names: HSBC - North America (U.S.) Retirement Income Plan; HSBC North America (U.S.) Pension Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	39,143	$2.9 billion	Alight
2023	41,639	$3.0 billion	Alight
2022	42,859	$3.0 billion	Alight
2021	45,491	$4.0 billion	Alight
2020	46,848	$4.2 billion	Alight
2019	48,076	$3.7 billion	Alight
2018	51,180	$3.2 billion	Alight
2017	56,540	$3.5 billion	Alight
2016	69,021	$3.9 billion	not listed
2015	70,526	$3.8 billion	Alight
2014	72,309	$3.9 billion	Alight
2013	81,734	$3.5 billion	Alight
2012	84,278	$3.6 billion	Alight
2011	88,117	$3.2 billion	Alight
2010	90,066	$2.7 billion	Alight
2009	95,205	$2.3 billion	Alight

HSBC - North America (U. S.) Tax Reduction Investment Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 005Employer EIN 23-2186091
Participants (2024): 20,310
Net assets (2024): $4.9 billion
Recordkeeper: Vanguard2009–2024
Plan administrator: Plan Administrative Committee
227 West Monroe, 18TH Floor
Chicago, IL 60606
(847) 739-9507As filed for 2024
In effect since: January 1, 1984

Earlier plan names: HSBC - North America (U.S.) Tax Reduction Investment Plan; HSBC - North America (U. S. ) Tax Reduction Investment Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	20,310	$4.9 billion	Vanguard
2023	21,259	$4.5 billion	Vanguard
2022	22,467	$4.0 billion	Vanguard
2021	23,745	$4.9 billion	Vanguard
2020	25,044	$4.5 billion	Vanguard
2019	26,496	$4.1 billion	Vanguard
2018	27,599	$3.4 billion	Vanguard
2017	35,103	$3.7 billion	Vanguard
2016	26,021	$3.3 billion	Vanguard
2015	27,243	$3.1 billion	Vanguard
2014	28,324	$3.2 billion	Vanguard
2013	28,739	$3.0 billion	Vanguard
2012	31,241	$2.7 billion	Vanguard
2011	38,828	$2.6 billion	Vanguard
2010	41,745	$2.7 billion	Vanguard
2009	45,443	$2.4 billion	Vanguard

Land of Lincoln Savings and Loan Esop

Employee stock ownership plan (ESOP)Closed

Closed. The plan filed its final annual report for 2013, which means its assets were paid out or moved and it no longer exists.

Plan number: 003Employer EIN 23-2186091
Participants (2012): 1
Net assets (2012): $2,277
Plan administrator: Plan Administrative Committee
26525 N. Riverwoods BLVD Suite 100
Mettawa, IL 60045
(847) 843-5153As filed for 2013
In effect since: July 1, 1983

Year by year, 2009 to 2013

Plan year	Participants	Net assets	Recordkeeper
2013	0	$0	not listed
2012	1	$2,277	not listed
2011	20	$136,520	not listed
2010	20	$141,512	not listed
2009	20	$146,491	not listed

If you had money in one of these plans

Call Vanguard (investor.vanguard.com), which runs the HSBC - North America (U. S.) Tax Reduction Investment Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((847) 739-9507). That number was filed for 2024; ask for the benefits or retirement plan office.
If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.