Komatsu America 401(k) and pension plans

Komatsu America Corp, Chicago, IL. EIN 94-1715128. Annual reports 2009–2024. Also filed as Komatsu Silicon America, LLC; Komatsu Silicon America, Inc.; Komatsu America Corp.

Komatsu America Corp has 3 active retirement plans on file. The largest is the Komatsu America Corp. Savings Plan, with 4,279 participants and $510 million in assets in 2024. Fidelity has been its recordkeeper since 2020.

Active plans: 3
Participants: 6,092
Plan assets: $606 million
401(k) recordkeeper: Fidelity
Plans on file: 9
Industry: Manufacturing

All 9 plans

Active plans first

Komatsu America Corp. Savings Plan

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 94-1715128
Participants (2024): 4,279
Net assets (2024): $510 million
Recordkeeper: FidelityEarlier: Schwab (2012–2019), Empower (2009–2011)
Plan administrator: Komatsu America Corp
8770 W Bryn Mawr Ave., Suite 100
Chicago, IL 60631
(847) 437-5800As filed for 2024
In effect since: January 1, 1988

Plans merged into this one: Komatsu Silicon 401(k) and Savings Plan (2010); Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Libertyville and Broadview, Illinois (2009); Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Galion, Ohio (2009).

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	4,279	$510 million	Fidelity
2023	4,231	$453 million	Fidelity
2022	4,187	$382 million	Fidelity
2021	3,977	$466 million	Fidelity
2020	3,781	$415 million	Fidelity
2019	4,599	$369 million	Schwab
2018	3,773	$310 million	Schwab
2017	3,466	$311 million	Schwab
2016	3,277	$265 million	Schwab
2015	3,163	$243 million	Schwab
2014	3,208	$250 million	Schwab
2013	3,048	$234 million	Schwab
2012	3,218	$211 million	Schwab
2011	3,095	$194 million	Empower
2010	2,547	$201 million	Empower
2009	2,372	$165 million	Empower

Komatsu America Corp. Target Benefit/Defined Contribution Plan

Target benefit planActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 006Employer EIN 94-1715128
Participants (2024): 1,296
Net assets (2024): $81.4 million
Recordkeeper: FidelityEarlier: Schwab (2018), Empower (2009–2011)
Plan administrator: Komatsu America Corp.
8770 W Bryn Mawr Ave., Suite 100
Chicago, IL 60631
(847) 437-5800As filed for 2024
In effect since: January 1, 1992

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	1,296	$81.4 million	Fidelity
2023	1,376	$76.7 million	Fidelity
2022	1,462	$67.2 million	Fidelity
2021	1,562	$80.8 million	Fidelity
2020	1,766	$77.6 million	Fidelity
2019	1,944	$71.7 million	Fidelity
2018	1,692	$62.1 million	Schwab
2017	1,727	$61.2 million	not listed
2016	1,928	$51.9 million	not listed
2015	1,898	$47.0 million	not listed
2014	1,792	$51.8 million	not listed
2013	1,817	$48.7 million	not listed
2012	1,786	$48.8 million	not listed
2011	1,815	$43.3 million	Empower
2010	1,685	$42.4 million	Empower
2009	1,752	$37.2 million	Empower

Komatsu America Corp. 401(k) Deferred Savings Plan for Union Hourly Employees, Peoria, Illinois

401(k)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 003Employer EIN 94-1715128
Participants (2024): 517
Net assets (2024): $15.5 million
Recordkeeper: FidelityEarlier: Empower (2009–2011)
Plan administrator: Komatsu America Corp.
8770 W Bryn Mawr Ave., Suite 100
Chicago, IL 60631
(847) 437-5800As filed for 2024
In effect since: January 1, 1989

Earlier plan names: Komatsu America Corp. 401K Deferred Savings Plan for Union Hourly Employees, Peoria, Illinois.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	517	$15.5 million	Fidelity
2023	441	$14.6 million	Fidelity
2022	485	$12.8 million	Fidelity
2021	502	$15.9 million	Fidelity
2020	486	$15.5 million	Fidelity
2019	603	$14.1 million	not listed
2018	501	$13.5 million	not listed
2017	500	$13.7 million	not listed
2016	433	$12.7 million	not listed
2015	476	$12.5 million	not listed
2014	573	$13.0 million	not listed
2013	584	$13.1 million	not listed
2012	628	$13.4 million	not listed
2011	564	$12.2 million	Empower
2010	211	$12.4 million	Empower
2009	231	$11.9 million	Empower

Komatsu America Corp. Pension Plan Local 158 Intl Brotherhood Boilermakers, Iron Ship Builders, Blacksmiths, Forgers, & Helpers, Peoria,

Pension (defined benefit)Merged

Merged. In 2018 its assets moved to the Komatsu U.S. Pension Plan, sponsored by Komatsu Mining Corp. (EIN 39-1566457, plan 008). Accounts moved with them, so that plan is the one to contact.

Plan number: 140Employer EIN 94-1715128
Participants (2017): 981
Net assets (2017): $104 million
Administered by: SchwabEarlier: Prudential (2010–2011)
Plan administrator: Komatsu America Corp.
One Continental Towers, 1701 W. Golf Road, Suite 1-100
Rolling Meadows, IL 60008
(847) 437-5800As filed for 2018
In effect since: October 26, 1984

Earlier plan names: Komatsu America Corp. Pension Plan Local 158 Intl Brotherhood Boilermakers, Iron Ship Builders, Blacksmiths, Forgers, & Helpers, Peoria, Il.

Year by year, 2009 to 2018

Plan year	Participants	Net assets	Recordkeeper
2018	0	$0	Schwab
2017	981	$104 million	Schwab
2016	987	$95.5 million	Schwab
2015	980	$92.1 million	Schwab
2014	1,010	$95.4 million	Schwab
2013	1,112	$92.1 million	Schwab
2012	1,092	$82.0 million	Schwab
2011	1,010	$69.5 million	Prudential
2010	1,025	$51.5 million	Prudential
2009	1,001	$49.3 million	not listed

Komatsu America Corp. Pension Plan 132

Pension (defined benefit)Merged

Merged. In 2017 its assets moved to the Komatsu U.S. Pension Plan, sponsored by Komatsu Mining Corp. (EIN 39-1566457, plan 008). Accounts moved with them, so that plan is the one to contact.

Plan number: 132Employer EIN 94-1715128
Participants (2016): 1,121
Net assets (2016): $84.7 million
Administered by: SchwabEarlier: Prudential (2010–2011)
Plan administrator: Komatsu America Corp.
One Continental Towers, 1701 W. Golf Road, Suite 1-100
Rolling Meadows, IL 60008
(847) 437-5800As filed for 2017
In effect since: November 1, 1982

Plans merged into this one: Pension Plan for Employees of Komatsu Silicon America (2009).

Earlier plan names: Komatsu America Corp. Pension Plan #132.

Year by year, 2009 to 2017

Plan year	Participants	Net assets	Recordkeeper
2017	0	$0	Schwab
2016	1,121	$84.7 million	Schwab
2015	1,166	$83.0 million	Schwab
2014	1,203	$87.1 million	Schwab
2013	1,234	$85.6 million	Schwab
2012	1,266	$77.3 million	Schwab
2011	1,301	$70.6 million	Prudential
2010	1,328	$66.5 million	Prudential
2009	1,363	$65.0 million	not listed

Komatsu Silicon 401(k) and Savings Plan

401(k)Merged

Merged. In 2010 its assets moved to the Komatsu America Corp Savings Plan, sponsored by Komatsu America Corp (EIN 94-1715128, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 008Employer EIN 94-1715128
Participants (2009): 50
Net assets (2009): $3.2 million
Plan administrator: Komatsu Silicon America, LLC
One Continental Towers
Rolling Meadows, IL 60008
(847) 437-1147As filed for 2010
In effect since: January 1, 1997

Earlier plan names: Komatsu Silicon 401K and Savings Plan.

Year by year, 2009 to 2010

Plan year	Participants	Net assets	Recordkeeper
2010	0	$0	not listed
2009	50	$3.2 million	not listed

Pension Plan for Employees of Komatsu Silicon America

Pension (defined benefit)Merged

Merged. In 2009 its assets moved to the Komatsu America Corp PP for Local 688 1643 UAW Libertyville & Broadview, sponsored by Komatsu America Corp (EIN 94-1715128, plan 132). Accounts moved with them, so that plan is the one to contact.

Plan number: 001Employer EIN 94-1715128
Plan administrator: Komatsu Silicon America, LLC
1701 West Golf Road, One Continental Towers
Rolling Meadows, IL 60008
(847) 437-5800As filed for 2009
In effect since: January 1, 1997

Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Libertyville and Broadview, Illinois

401(k)Merged

Merged. In 2009 its assets moved to the Komatsu America Corp Savings, sponsored by Komatsu America Corp (EIN 94-1715128, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 004Employer EIN 94-1715128
Plan administrator: Komatsu America Corp.
One Continental Towers, 1701 W. Golf Road
Rolling Meadows, IL 60008
(847) 970-5727As filed for 2009
In effect since: July 1, 1987

Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Galion, Ohio

401(k)Merged

Merged. In 2009 its assets moved to the Komatsu America Corp Savings, sponsored by Komatsu America Corp (EIN 94-1715128, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 005Employer EIN 94-1715128
Plan administrator: Komatsu America Corp.
One Continental Towers, 1701 W. Golf Road
Rolling Meadows, IL 60008
(847) 970-5727As filed for 2009
In effect since: July 1, 1987

If you had money in one of these plans

Call Fidelity (fidelity.com), which runs the Komatsu America Corp. Savings Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((847) 437-5800). That number was filed for 2024; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 9 plans

Komatsu America Corp. Savings Plan

Komatsu America Corp. Target Benefit/Defined Contribution Plan

Komatsu America Corp. 401(k) Deferred Savings Plan for Union Hourly Employees, Peoria, Illinois

Komatsu America Corp. Pension Plan Local 158 Intl Brotherhood Boilermakers, Iron Ship Builders, Blacksmiths, Forgers, & Helpers, Peoria,

Komatsu America Corp. Pension Plan 132

Komatsu Silicon 401(k) and Savings Plan

Pension Plan for Employees of Komatsu Silicon America

Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Libertyville and Broadview, Illinois

Komatsu America International Company 401(k) Savings Plan for Union Hourly Employees Galion, Ohio

If you had money in one of these plans

What these numbers are

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