Rockwell Collins 401(k) and pension plans

Rockwell Collins, Inc., Farmington, CT. EIN 06-1209796. Annual reports 2009–2018. Also filed as Be Aerospace Inc.; B/E Aerospace, Inc. (SMR Technologies, Inc.); Rockwell Collins Inc.

Rockwell Collins, Inc. has no active retirement plan on file. Its last annual report was for 2018. Its Be Aerospace Inc. Hourly Tax Sheltered Retirement was merged into Be Aerospace Inc. Savings Plan in 2018.

Active plans
0
Plans on file
6
Industry
Manufacturing

All 6 plans

Active plans first

Be Aerospace Inc. Hourly Tax Sheltered Retirement

401(k)Merged

Merged. In 2018 its assets moved to the Be Aerospace Inc. Savings Plan, sponsored by Rockwell Collins, Inc. (EIN 06-1209796, plan 001). Accounts moved with them, so that plan is the one to contact.

Plan number
004Employer EIN 06-1209796
Participants (2017)
593
Net assets (2017)
$17.8 million
Recordkeeper
Wells Fargo2016–2018
Plan administrator
Rockwell Collins, Inc.
4 Farm Springs Road
Farmington, CT 06032
(800) 728-7000As filed for 2018
In effect since
January 1, 1989

Earlier sponsor: Be Aerospace Inc. (2009–2015).

Earlier plan names: Be Aerospace Inc. Hourly Tax Sheltered Retirement Plan.

Year by year, 2009 to 2018
Plan yearParticipantsNet assetsRecordkeeper
20180$0Wells Fargo
2017593$17.8 millionWells Fargo
2016614$15.3 millionWells Fargo
2015647$13.7 millionnot listed
2014649$13.3 millionnot listed
2013580$12.8 millionnot listed
2012650$11.1 millionnot listed
2011586$10.8 millionnot listed
2010394$10.4 millionnot listed
2009410$9.3 millionnot listed

SMR Technologies, Inc. Defined Benefit Pension Plan for Union Employees

Pension (defined benefit), frozenMerged

Merged. In 2018 its assets moved to the United Technologies Corporation Legacy Retirement Plan, sponsored by Raytheon Technologies Corporation (EIN 06-0570975, plan 040). Accounts moved with them, so that plan is the one to contact.

Plan number
002Employer EIN 06-1209796
Participants (2017)
167
Net assets (2017)
$5.2 million
Plan administrator
B/E Aerospace, Inc. (SMR Technologies, Inc.)
4 Farm Springs Road
Farmington, CT 06032
(860) 728-7000As filed for 2018
In effect since
January 1, 1989
Year by year, 2009 to 2018
Plan yearParticipantsNet assetsRecordkeeper
20180$0not listed
2017167$5.2 millionnot listed
2016170$3.6 millionnot listed
2015173$3.5 millionnot listed
2014174$3.5 millionnot listed
2013175$3.3 millionnot listed
2012164$2.8 millionnot listed
2011160$2.4 millionnot listed
2010154$2.3 millionnot listed
2009156$1.9 millionnot listed

Be Aerospace Inc. Savings Plan

401(k)Merged

Merged. In 2018 its assets moved to the United Technologies Corporation Employee Savings Plan, sponsored by Raytheon Technologies Corporation (EIN 06-0570975, plan 017). Accounts moved with them, so that plan is the one to contact.

Plan number
001Employer EIN 06-1209796
Participants (2017)
5,705
Net assets (2017)
$421 million
Recordkeeper
Wells FargoEarlier: Retirement Strategies (2009–2015)
Plan administrator
Rockwell Collins, Inc.
4 Farm Springs Road
Farmington, CT 06032
(860) 728-7000As filed for 2018
In effect since
August 1, 1988

Plans merged into this one: Be Aerospace Inc. Hourly Tax Sheltered Retirement (2018).

Earlier sponsor: Be Aerospace Inc. (2009–2015).

Year by year, 2009 to 2018
Plan yearParticipantsNet assetsRecordkeeper
20180$0Wells Fargo
20175,705$421 millionWells Fargo
20165,689$347 millionWells Fargo
20158,202$362 millionRetirement Strategies
20148,538$354 millionRetirement Strategies
20136,927$328 millionRetirement Strategies
20126,664$255 millionRetirement Strategies
20116,004$191 millionRetirement Strategies
20105,431$182 millionRetirement Strategies
20094,799$152 millionRetirement Strategies

Rockwell Collins Retirement Savings Plan

401(k) with ESOPMerged

Merged. In 2018 its assets moved to the United Technologies Corporation Employee Savings Plan, sponsored by Raytheon Technologies Corporation (EIN 06-0570975, plan 017). Accounts moved with them, so that plan is the one to contact.

Plan number
002Employer EIN 52-2314475
Participants (2017)
20,673
Net assets (2017)
$4.2 billion
Recordkeeper
Fidelity2009–2018
Plan administrator
Rockwell Collins, Inc.
4 Farm Springs Road
Farmington, CT 06032
(860) 728-7000As filed for 2018
In effect since
June 30, 2001

Plans merged into this one: Rockwell Collins Retirement Savings Plan for Bargaining Unit Employees (2015); Arinc, Inc. Tax-Deferred Savings Plan (2015).

Year by year, 2009 to 2018
Plan yearParticipantsNet assetsRecordkeeper
20180$0Fidelity
201720,673$4.2 billionFidelity
201620,734$3.5 billionFidelity
201520,002$3.3 billionFidelity
201415,986$2.8 billionFidelity
201317,111$2.6 billionFidelity
201218,367$2.1 billionFidelity
201119,167$1.8 billionFidelity
201018,806$1.8 billionFidelity
200917,660$1.5 billionFidelity

Rockwell Collins Pension Plan

Cash balance pension, frozenMerged

Merged. In 2018 its assets moved to the United Technologies Corporation Legacy Retirement Plan, sponsored by Raytheon Technologies Corporation (EIN 06-0570975, plan 040). Accounts moved with them, so that plan is the one to contact.

Plan number
001Employer EIN 52-2314475
Participants (2017)
27,566
Net assets (2017)
$3.6 billion
Administered by
BNY Mellon2017–2018
Plan administrator
Rockwell Collins, Inc.
4 Farm Springs Road
Farmington, CT 06032
(860) 728-7000As filed for 2018
In effect since
December 6, 1996

Plans merged into this one: Arinc Incorporated Retirement Income Plan (2015).

Year by year, 2009 to 2018
Plan yearParticipantsNet assetsRecordkeeper
20180$0BNY Mellon
201727,566$3.6 billionBNY Mellon
201631,658$2.9 billionnot listed
201530,471$2.9 billionnot listed
201429,124$2.9 billionnot listed
201332,689$2.8 billionnot listed
201232,966$2.5 billionnot listed
201133,390$2.2 billionnot listed
201034,313$2.2 billionnot listed
200935,139$2.0 billionnot listed

Rockwell Collins Retirement Savings Plan for Bargaining Unit Employees

401(k) with ESOPMerged

Merged. In 2015 its assets moved to the Rockwell Collins Retirement Savings Plan, sponsored by Rockwell Collins, Inc. (EIN 52-2314475, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number
004Employer EIN 52-2314475
Participants (2014)
2,008
Net assets (2014)
$125 million
Recordkeeper
Fidelity2009–2015
Plan administrator
Rockwell Collins, Inc.
400 Collins Road, Mail Code 124-318
Cedar Rapids, IA 52498
(714) 929-3432As filed for 2015
In effect since
June 30, 2001
Year by year, 2009 to 2015
Plan yearParticipantsNet assetsRecordkeeper
20150$0Fidelity
20142,008$125 millionFidelity
20132,107$116 millionFidelity
20122,163$92.7 millionFidelity
20112,441$76.8 millionFidelity
20102,488$72.0 millionFidelity
20092,454$59.7 millionFidelity

If you had money in one of these plans

  1. If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
  2. Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

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