TD Ameritrade Holding 401(k) plan

TD Ameritrade Holding Corporation, Jersey City, NJ. EIN 82-0543156. Annual reports 2009–2020.

TD Ameritrade Holding Corporation has no active retirement plan on file. Its last annual report was for 2020. No traditional pension plan appears in TD Ameritrade Holding's filings since 2009.

Active plans: 0
Plans on file: 1
Industry: Finance and insurance

The plan

TD Ameritrade 401(k) Profit Sharing Plan

401(k)Stopped filing

No annual report since the 2020 plan year, and no final report on record. The plan may have been merged, renamed or re-filed under another number; ask the plan administrator below.

Plan number: 001Employer EIN 82-0543156
Participants (2020): 14,274
Net assets (2020): $181 million
Recordkeeper: Empower2009–2020
Plan administrator: TD Ameritrade Holding Corporation
135 Greene Street TD Ameritrade, PL
Jersey City, NJ 07311
(201) 369-8446As filed for 2020
In effect since: January 19, 1981

Plans merged into this one: Scottrade, Incorporated 401(k) Plan (2017).

Year by year, 2009 to 2020

Plan year	Participants	Net assets	Recordkeeper
2020	14,274	$181 million	Empower
2019	13,740	$1.7 billion	Empower
2018	13,885	$1.4 billion	Empower
2017	10,287	$1.5 billion	Empower
2016	8,636	$917 million	Empower
2015	8,276	$789 million	Empower
2014	9,115	$761 million	Empower
2013	8,537	$662 million	Empower
2012	8,236	$504 million	Empower
2011	8,066	$423 million	Empower
2010	7,711	$403 million	Empower
2009	6,966	$316 million	Empower

If you had money in one of these plans

If your plan closed, unclaimed balances usually went to an IRA in your name, to the PBGC's missing participants program, or to state unclaimed property. Here is how to check each one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

The plan

TD Ameritrade 401(k) Profit Sharing Plan

If you had money in one of these plans

What these numbers are

Other finance and insurance employers in NJ