Hoffmann-La Roche 401(k) and pension plans

Hoffmann-La Roche Inc., Little Falls, NJ. EIN 22-0994270. Annual reports 2009–2024. Also filed as Roche Diagnostics Corporation; Hoffmann - la Roche, Inc.

Hoffmann-La Roche Inc. has 2 active retirement plans on file. The largest is the Consolidated Roche Retirement Plan, with 12,966 participants and $2.9 billion in assets in 2024. Fidelity has been its administrator since 2022.

Active plans: 2
Participants: 13,025
Plan assets: $2.9 billion
Administered by: Fidelity
Plans on file: 5
Industry: Manufacturing

All 5 plans

Active plans first

Consolidated Roche Retirement Plan

Cash balance pensionActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 011Employer EIN 22-0994270
Participants (2024): 12,966
Net assets (2024): $2.9 billion
Administered by: FidelityEarlier: State Street (2021), Fidelity (2020)
Plan administrator: Hoffmann-La Roche Inc.
150 Clove Road
Little Falls, NJ 07424
(650) 225-1000As filed for 2024
In effect since: December 31, 2013

Plans merged into this one: The Roche Retirement Plan (2013); Syntex US Employees Pension Plan (2013).

Earlier sponsor: Roche Diagnostics Corporation (2009–2012).

Earlier plan names: Roche Diagnostics Corporation Pension Equity Plan.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	12,966	$2.9 billion	Fidelity
2023	13,143	$3.2 billion	Fidelity
2022	13,296	$3.0 billion	Fidelity
2021	13,422	$4.1 billion	State Street
2020	13,548	$4.1 billion	Fidelity
2019	13,666	$3.7 billion	not listed
2018	13,836	$3.2 billion	not listed
2017	14,045	$3.4 billion	not listed
2016	18,993	$3.3 billion	not listed
2015	20,088	$3.2 billion	not listed
2014	20,540	$3.2 billion	not listed
2013	21,287	$2.9 billion	not listed
2012	3,741	$261 million	not listed
2011	3,861	$225 million	not listed
2010	3,977	$183 million	not listed
2009	4,057	$167 million	not listed

Roche Puerto Rico Retirement Plan

401(k)ActiveUnion (multiemployer)

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 005Employer EIN 22-0994270
Participants (2024): 59
Net assets (2024): $3.4 million
Last listed recordkeeper: Fidelity2012–2022
Plan administrator: Hoffmann-La Roche Inc.
150 Clove Road
Little Falls, NJ 07424
(650) 225-1000As filed for 2024
In effect since: April 1, 2007

Year by year, 2012 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	59	$3.4 million	not listed
2023	62	$3.0 million	not listed
2022	93	$3.2 million	Fidelity
2021	135	$4.6 million	Fidelity
2020	135	$4.4 million	Fidelity
2019	136	$3.7 million	Fidelity
2018	129	$2.8 million	Fidelity
2017	129	$3.2 million	Fidelity
2016	126	$2.5 million	not listed
2015	126	$2.1 million	Fidelity
2014	110	$1.8 million	Fidelity
2013	115	$1.5 million	Fidelity
2012	115	$1.1 million	Fidelity

Roche U.S. Retirement Plan

401(k)Merged

Merged. In 2022 its assets moved to the U.S. Roche 401(k) Savings Plan, sponsored by Genentech, Inc. (EIN 94-2347624, plan 003). Accounts moved with them, so that plan is the one to contact.

Plan number: 004Employer EIN 22-0994270
Participants (2021): 2,220
Net assets (2021): $320 million
Recordkeeper: Fidelity2012–2022
Plan administrator: Hoffmann-La Roche Inc.
150 Clove Road
Little Falls, NJ 07424
(650) 225-1000As filed for 2022
In effect since: April 1, 2007

Year by year, 2012 to 2022

Plan year	Participants	Net assets	Recordkeeper
2022	0	$0	Fidelity
2021	2,220	$320 million	Fidelity
2020	2,356	$284 million	Fidelity
2019	2,445	$248 million	Fidelity
2018	2,587	$206 million	Fidelity
2017	2,712	$214 million	Fidelity
2016	2,837	$182 million	Fidelity
2015	3,034	$162 million	Fidelity
2014	3,045	$158 million	Fidelity
2013	3,361	$146 million	Fidelity
2012	4,001	$120 million	Fidelity

The Roche Retirement Plan

Pension (defined benefit)Merged

Merged. In 2013 its assets moved to the Consolidated Roche Retirement Plan, sponsored by Hoffmann-La Roche Inc. (EIN 22-0994270, plan 011). Accounts moved with them, so that plan is the one to contact.

Plan number: 001Employer EIN 22-0994270
Participants (2012): 14,171
Net assets (2012): $2.0 billion
Plan administrator: Roche U.S. Governance Committee
150 Clove Road
Little Falls, NJ 07110
(973) 235-5000As filed for 2013
In effect since: January 1, 1961

Year by year, 2009 to 2013

Plan year	Participants	Net assets	Recordkeeper
2013	0	$0	not listed
2012	14,171	$2.0 billion	not listed
2011	14,251	$1.8 billion	not listed
2010	14,560	$1.7 billion	not listed
2009	14,847	$1.6 billion	not listed

Roche Savings and Pay Deferral Plan

401(k)Merged

Merged. In 2012 its assets moved to the U.S. Roche 401(k) Savings Plan, sponsored by Genentech, Inc. (EIN 94-2347624, plan 003). Accounts moved with them, so that plan is the one to contact.

Plan number: 002Employer EIN 22-0994270
Participants (2011): 9,574
Net assets (2011): $1.5 billion
Recordkeeper: Fidelity2010–2012
Plan administrator: Hoffmann-La Roche Inc.
340 Kingsland Street
Nutley, NJ 07110
(973) 235-5000As filed for 2012
In effect since: January 1, 1983

Year by year, 2010 to 2012

Plan year	Participants	Net assets	Recordkeeper
2012	0	$0	Fidelity
2011	9,574	$1.5 billion	Fidelity
2010	10,485	$1.7 billion	Fidelity

If you had money in one of these plans

Call Fidelity (fidelity.com), which runs the Consolidated Roche Retirement Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((650) 225-1000). That number was filed for 2024; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.