Johnson Controls, Inc., Milwaukee, WI. EIN 39-0380010. Annual reports 2009–2025. Also filed as Johnson Controls, Inc; Johnson Controls Battery Group, Inc.; York International Corporation.
Johnson Controls, Inc. has 2 active retirement plans on file. The largest is the Johnson Controls Retirement Savings and Investment Plan, with 49,004 participants and $7.7 billion in assets in 2025. Fidelity has been its recordkeeper since 2018.
Earlier sponsor: York International Corporation (2009–2021).
Earlier plan names: York Int. Corporation Pension Plan Number Four; York Int. Corp. Pension Plan Number Four; York International Corporation Pension Plan Number Four.
Year by year, 2009 to 2024
Plan year
Participants
Net assets
Recordkeeper
2024
n/a
$1.4 billion
Alight
2023
n/a
$1.6 billion
Alight
2022
n/a
$1.7 billion
not listed
2021
485
$87.1 million
not listed
2020
576
$92.1 million
not listed
2019
612
$85.3 million
not listed
2018
648
$76.1 million
not listed
2017
692
$85.8 million
not listed
2016
745
$80.2 million
not listed
2015
788
$80.7 million
not listed
2014
832
$88.4 million
not listed
2013
1,055
$106 million
not listed
2012
1,211
$106 million
not listed
2011
1,277
$101 million
not listed
2010
1,339
$104 million
not listed
2009
1,390
$87.4 million
not listed
Johnson Controls Select Hourly Retirement Savings and Investment Plan
401(k)Merged
Merged. In 2023 its assets moved to the Johnson Controls Retirement Savings and Investment Plan, sponsored by Johnson Controls, Inc. (EIN 39-0380010, plan 026). Accounts moved with them, so that plan is the one to contact.
Earlier plan names: Johnson Controls Savings and Investment 401K Plan; Johnson Controls Savings and Investment 401(k) Plan.
Year by year, 2009 to 2023
Plan year
Participants
Net assets
Recordkeeper
2023
0
$0
Fidelity
2022
12,302
$583 million
Fidelity
2021
12,562
$740 million
Fidelity
2020
12,040
$655 million
Fidelity
2019
13,503
$629 million
Fidelity
2018
14,765
$563 million
Fidelity
2017
34,642
$672 million
Fidelity
2016
33,993
$3.2 billion
Fidelity
2015
43,572
$3.7 billion
Fidelity
2014
42,173
$3.9 billion
Fidelity
2013
38,734
$3.8 billion
Fidelity
2012
39,307
$3.0 billion
Fidelity
2011
39,249
$2.8 billion
Fidelity
2010
37,843
$2.9 billion
Fidelity
2009
37,949
$2.5 billion
Fidelity
Johnson Controls Pension Plan
Pension (defined benefit)Merged
Merged. In 2022 its assets moved to the Johnson Controls Pension Plan, sponsored by Johnson Controls, Inc. (EIN 39-0380010, plan 028). Accounts moved with them, so that plan is the one to contact.
Plan number
027Employer EIN 39-0380010
Participants (2021)
26,505
Net assets (2021)
$2.4 billion
Plan administrator
Employee Benefits Policy Committee 5757 N. Green Bay Avenue Milwaukee, WI 53209 (414) 524-1200As filed for 2022
Merged. In 2018 its assets moved to the Johnson Controls Pension Plan, sponsored by Avanzar Interior Technologies, Ltd. (EIN 39-0380010, plan 001). Accounts moved with them, so that plan is the one to contact.
Plan number
017Employer EIN 39-0380010
Participants (2017)
2,119
Net assets (2017)
$85.0 million
Plan administrator
Employee Benefits Policy Committee 5757 N. Green Bay Avenue Milwaukee, WI 53209 (414) 524-1200As filed for 2018
In effect since
June 30, 1972
Earlier sponsor: Johnson Controls Battery Group, Inc. (2011–2016).
Earlier plan names: Johnson Ctrls Plan Battery Div. Owosso UAW Ees.
Year by year, 2009 to 2018
Plan year
Participants
Net assets
Recordkeeper
2018
0
$0
not listed
2017
2,119
$85.0 million
not listed
2016
2,274
$79.4 million
not listed
2015
2,605
$84.0 million
not listed
2014
2,726
$92.3 million
not listed
2013
3,763
$124 million
not listed
2012
5,831
$163 million
not listed
2011
5,887
$151 million
not listed
2010
5,999
$156 million
not listed
2009
4,809
$143 million
not listed
Johnson Controls Building Efficiency Retirement Savings Plan/Account Level Employees
401(k)Merged
Merged. In 2017 its assets moved to the Johnson Controls Savings and Investment 401(k) Plan, sponsored by Johnson Controls, Inc. (EIN 39-0380010, plan 011). Accounts moved with them, so that plan is the one to contact.
Employee Benefits Policy Committee 5757 N. Green Bay Avenue Milwaukee, WI 53209 (414) 524-1200As filed for 2017
In effect since
January 1, 2000
Earlier plan names: Johnson Controls Ifm Retirement Savings Plan Commercial North America Account Level Employees.
Year by year, 2009 to 2017
Plan year
Participants
Net assets
Recordkeeper
2017
0
$0
Fidelity
2016
2,858
$143 million
Fidelity
2015
3,753
$175 million
Fidelity
2014
5,264
$238 million
Fidelity
2013
5,520
$237 million
Fidelity
2012
6,624
$195 million
Fidelity
2011
6,732
$178 million
Fidelity
2010
6,468
$183 million
Fidelity
2009
13,217
$152 million
Fidelity
Johnson Controls Injection Molding, LLC Savings and Investment 401(k) Plan
401(k)Merged
Merged. In 2010 its assets moved to the Johnson Controls Savings & Inv, sponsored by Johnson Controls, Inc. (EIN 39-0380010, plan 011). Accounts moved with them, so that plan is the one to contact.
These plans once filed under Johnson Controls's tax ID and are now filed by another employer, usually after a sale or spin-off. Accounts moved with them.
If you had money in one of these plans
Call Fidelity (fidelity.com), which runs the Johnson Controls Retirement Savings and Investment Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((414) 524-1200). That number was filed for 2025; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.
What these numbers are
They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.