Rockwell Automation 401(k) and pension plans

Rockwell Automation, Inc., Milwaukee, WI. EIN 25-1797617. Annual reports 2009–2025. Also filed as Rockwell Automation; Kalypso LP.

Rockwell Automation, Inc. has 3 active retirement plans on file. The largest is the Rockwell Automation 1165(E) Plan, with 64 participants and $9.2 million in assets in 2025.

Active plans: 3
Participants: 29,530
Plan assets: $5.6 billion
Administered by: Alight
Plans on file: 7
Industry: Manufacturing

All 7 plans

Active plans first

Rockwell Automation 1165(E) Plan

Employee stock ownership plan (ESOP)Active

Active. The plan filed its annual report for the 2025 plan year.

Plan number: 011Employer EIN 25-1797617
Participants (2025): 64
Net assets (2025): $9.2 million
Plan administrator: Rockwell Automation
1201 S Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2025
In effect since: January 1, 2009

Year by year, 2009 to 2025

Plan year	Participants	Net assets	Recordkeeper
2025	64	$9.2 million	not listed
2024	67	$7.7 million	not listed
2023	73	$7.4 million	not listed
2022	74	$6.9 million	not listed
2021	70	$8.1 million	not listed
2020	66	$6.5 million	not listed
2019	68	$6.1 million	not listed
2018	63	$4.7 million	not listed
2017	66	$5.8 million	not listed
2016	65	$4.7 million	not listed
2015	70	$4.0 million	not listed
2014	70	$3.9 million	not listed
2013	71	$3.7 million	not listed
2012	78	$3.0 million	not listed
2011	77	$2.5 million	not listed
2010	82	$2.5 million	not listed
2009	61	$354,508	not listed

Rockwell Automation Pension Plan

Pension (defined benefit)Active

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 002Employer EIN 25-1797617
Participants (2024): 14,801
Net assets (2024): $1.8 billion
Administered by: AlightEarlier: Partnercomm (2018), Alight (2010–2017)
Plan administrator: Rockwell Automation, Inc.
1201 S. Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2024
In effect since: June 30, 2001

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	14,801	$1.8 billion	Alight
2023	15,456	$1.7 billion	Alight
2022	16,648	$2.1 billion	not listed
2021	17,687	$3.1 billion	not listed
2020	18,666	$3.1 billion	Alight
2019	19,404	$2.9 billion	not listed
2018	20,166	$2.5 billion	Partnercomm
2017	20,956	$3.0 billion	Alight
2016	21,645	$2.8 billion	Alight
2015	22,357	$2.5 billion	Alight
2014	26,236	$2.9 billion	Alight
2013	27,266	$2.7 billion	Alight
2012	27,962	$2.5 billion	Alight
2011	30,545	$2.4 billion	Alight
2010	29,248	$2.1 billion	Alight
2009	29,687	$1.8 billion	not listed

Rockwell Automation Retirement Savings Plan

401(k) with ESOPActive

Active. The plan filed its annual report for the 2024 plan year.

Plan number: 008Employer EIN 25-1797617
Participants (2024): 14,665
Net assets (2024): $3.8 billion
Last listed recordkeeper: Fidelity2009–2012
Plan administrator: Rockwell Automation
1201 S Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2024
In effect since: December 1, 1981

Plans merged into this one: Rockwell Automation Retirement Savings Plan for Represented Hourly Employees (2011); Rockwell Automation Savings and Investment Plan for Represented Hourly Employees (2011); Rockwell Automation Retirement Savings Plan for Hourly Employees (2011).

Earlier plan names: Rockwell Automation Retirement Savings Plan for Salaried Employees.

Year by year, 2009 to 2024

Plan year	Participants	Net assets	Recordkeeper
2024	14,665	$3.8 billion	not listed
2023	15,827	$3.6 billion	not listed
2022	15,627	$3.2 billion	not listed
2021	16,387	$4.0 billion	not listed
2020	14,387	$3.6 billion	not listed
2019	14,990	$3.4 billion	not listed
2018	15,305	$2.8 billion	not listed
2017	15,430	$3.2 billion	not listed
2016	14,900	$2.8 billion	not listed
2015	15,300	$2.6 billion	not listed
2014	15,071	$2.8 billion	not listed
2013	16,155	$2.8 billion	not listed
2012	16,432	$2.4 billion	Fidelity
2011	17,705	$2.3 billion	Fidelity
2010	16,282	$2.2 billion	Fidelity
2009	17,135	$2.0 billion	Fidelity

Kalypso 401(k) Profit Sharing Plan

Profit-sharing planMerged

Merged. In 2022 its assets moved to the Kalypso Management 401(k) Plan (EIN 20-8165411, plan 002). Accounts moved with them, so that plan is the one to contact.

Plan number: 012Employer EIN 25-1797617
Participants (2021): 256
Net assets (2021): $28.1 million
Recordkeeper: Vanguard2019–2022
Plan administrator: Rockwell Automation, Inc.
1201 South 2ND Street
Milwaukee, WI 53204
(414) 382-5577As filed for 2022
In effect since: June 1, 2004

Earlier sponsor: Kalypso LP (2009–2018).

Year by year, 2009 to 2022

Plan year	Participants	Net assets	Recordkeeper
2022	0	$0	Vanguard
2021	256	$28.1 million	Vanguard
2020	172	$23.3 million	Vanguard
2019	299	$28.2 million	Vanguard
2018	309	$20.5 million	not listed
2017	306	$21.3 million	not listed
2016	260	$16.1 million	not listed
2015	254	$13.3 million	not listed
2014	191	$11.9 million	not listed
2013	177	$9.1 million	not listed
2012	175	$6.4 million	not listed
2011	138	$4.7 million	not listed
2010	103	$3.3 million	not listed
2009	76	$2.3 million	not listed

Rockwell Automation Retirement Savings Plan for Represented Hourly Employees

401(k) with ESOPMerged

Merged. In 2011 its assets moved to the Rockwell Automation Retirement Savings Plan, sponsored by Rockwell Automation, Inc. (EIN 25-1797617, plan 008). Accounts moved with them, so that plan is the one to contact.

Plan number: 053Employer EIN 25-1797617
Participants (2010): 64
Net assets (2010): $4.0 million
Plan administrator: Rockwell Automation, Inc.
1201 S. Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2011
In effect since: April 1, 1998

Year by year, 2009 to 2011

Plan year	Participants	Net assets	Recordkeeper
2011	0	$0	not listed
2010	64	$4.0 million	not listed
2009	71	$3.8 million	not listed

Rockwell Automation Savings and Investment Plan for Represented Hourly Employees

401(k)Merged

Plan number: 009Employer EIN 25-1797617
Participants (2010): 474
Net assets (2010): $32.4 million
Recordkeeper: Fidelity2009–2010
Plan administrator: Rockwell Automation, Inc.
1201 S. Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2011
In effect since: December 1, 1984

Year by year, 2009 to 2011

Plan year	Participants	Net assets	Recordkeeper
2011	0	$0	not listed
2010	474	$32.4 million	Fidelity
2009	618	$35.2 million	Fidelity

Rockwell Automation Retirement Savings Plan for Hourly Employees

401(k) with ESOPMerged

Merged. In 2011 its assets moved to the Rockwell Automation Ret Savings Plan for Salaried Employees, sponsored by Rockwell Automation, Inc. (EIN 25-1797617, plan 008). Accounts moved with them, so that plan is the one to contact.

Plan number: 007Employer EIN 25-1797617
Participants (2010): 1,313
Net assets (2010): $40.5 million
Recordkeeper: Fidelity2009–2011
Plan administrator: Rockwell Automation, Inc.
1201 S. Second Street
Milwaukee, WI 53204
(414) 382-2000As filed for 2011
In effect since: December 1, 1981

Year by year, 2009 to 2011

Plan year	Participants	Net assets	Recordkeeper
2011	0	$0	Fidelity
2010	1,313	$40.5 million	Fidelity
2009	1,962	$38.6 million	Fidelity

If you had money in one of these plans

Call Alight (alight.com), which runs the Rockwell Automation Pension Plan. With your Social Security number and the plan name, it can tell you whether you still have a balance and, if not, where it went.
Or call the plan administrator listed on the plan below ((414) 382-2000). That number was filed for 2025; ask for the benefits or retirement plan office.
If your plan was merged, your account moved with it. Follow the link on the plan to the plan it went into, and contact that one.
Still stuck? The Department of Labor's benefits advisers help for free: askebsa.dol.gov or 1-866-444-3272. Never pay anyone to find your own money.

What these numbers are

They come from the Form 5500 annual reports each plan files with the Department of Labor, as the plan filed them. A plan year is usually a calendar year.
Participants counts everyone in the plan at year end: current employees, former employees who still have a balance or a pension coming, and retirees or beneficiaries being paid.
The recordkeeper is the service provider whose Schedule C entry says it keeps the plan's records. Small plans do not file Schedule C, so some plans show none.
We cannot see anyone's account. Only the plan or its recordkeeper can tell you your balance.

Sources: U.S. Department of Labor, Form 5500 datasets and PBGC trusteed plans. How we read them.

All 7 plans

Rockwell Automation 1165(E) Plan

Rockwell Automation Pension Plan

Rockwell Automation Retirement Savings Plan

Kalypso 401(k) Profit Sharing Plan

Rockwell Automation Retirement Savings Plan for Represented Hourly Employees

Rockwell Automation Savings and Investment Plan for Represented Hourly Employees

Rockwell Automation Retirement Savings Plan for Hourly Employees

If you had money in one of these plans

What these numbers are

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